The following post is a look at serious questions regarding the IIROC, the regulatory body for the Investment Dealer industry. Akin to the BCSC the IIROC is as corrupt as they come and simply covers for a wide range of financial crimes. So far the conversation is a one way street, no IIROC official will reply and answer to the public for the crimes being committed under their watch.
The following is from the desk of Alan Blanes, Esteemed Alumni of the University of the Fraser Valley, Financial rights Activist and member of the Council Of Canadians.
Some names have been withheld for privacy concerns.
Subject: What IIROC criteria constitutes violations of investment suitability requirements ?
Subject: FW: #2 What IIROC criteria constitutes violations of investment suitability requirements ?